[displayText] => Reported (Amended) by the Committee on Financial Services. SECURITIES AND EXCHANGE COMMISSION [Federal Register Volume 82, Number 175 (Tuesday, September 12, 2017)] [Notices] [Page 42865] From the Federal Register Online via the Government Publishing Office [www.gpo.gov] [FR Doc No: 2017-19445] ----- SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the … [chamberOfAction] => House UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended: March 31, 2017 Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . 10 of 2011) SECURITIES INDUSTRY (FEE)(AMENDMENT) RULES, 2017 The Securities Commission, in exercise of the powers conferred by section 22 of the Securities Industry Act, 2011 (No. Agencies. 7. Businesses with questions about securities law requirements that may apply to their DLT-based activities are encouraged to contact OSC LaunchPad at osclaunchpad@osc.gov.on.ca , (416) 596-4266 (Local) or 1-844-405-1339 (Canada toll-free). Creating the State Securities Board and Providing for Appointment of Securities Commissioner. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.10 Eduardo A. Aleman Assistant Secretary 9 Id. [description] => Introduced [externalActionCode] => 5000 ( 3. H. Rept. (a) This Act may be cited as the Securities Exchange Act 2017, and shall come into operation on such date (hereinafter referred to as the “appointed date”) as may be appointed by the Minister by order published in the Gazette 78f). %%EOF 10 17 CFR 200.30-3(a)(57). September 28, 2017. With this Act, Congress created the Securities and Exchange Commission. The Securities Commission Malaysia, abbreviated SC, a statutory body entrusted with the responsibility of regulating and systematically developing the capital markets in Malaysia. This Act may be cited as the “Securities and Exchange Commission Overpayment Credit Act”. �ù�G;�"��>�)n���HqQ�a�l���S���7�X� ŗ����y*�Ck �c��t�. 2. 0 (c) Applicability.—Subsection (b) shall apply only to fees and assessments that a national securities exchange or a national securities association was required to pay to the Commission before the date of enactment of this Act. Act. The notes at the end of this compilation (the endnotes ) include information about amending laws and the amendment history of provisions of the compiled law. (2) the term “national securities association” means an association that is registered under section 15A of the Securities Exchange Act of 1934 (15 U.S.C. m����? � PART I —PRELIMINARY . On June 13, 2017, New York Stock Exchange LLC (“NYSE” or the “Exchange”) filed with the Securities and Exchange Commission (“Commission”), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Exchange Act”)1 and Rule 19b-4 thereunder,2 a proposed 1. Array Islamabad, the 21stApril, 2017. ;[�~sb] �Pu]��[�^4�n����n�n�e����^6�o�v�,ۊ,` ��W? Be it enacted by the Senate and House of Representatives of the General Electric Company and GE Capital International Holdings Limited; Notice of Application February 13, 2017. As Amended, Including All Amendments Effective as of September 1, 2017 Italic faced type indicates amendments by the 85th Legislature TABLE OF CONTENTS Section 1. 5. Significant Changes in the Companies Act, 2017 Seminar on the Companies Act organizedby ICAP Lahore – August 18, 2017 Securities and Exchange Commissionof Pakistan 1 2. Report an investment fraud. Short Title of Act. The Securities Act of 1933 is also known as the "Truth in Securities Act" and the "Federal Securities Act", or just the "1933 Act". The two bills are similar and CBO’s estimate of … To amend the Securities Exchange Act of 1934 to require the Securities Exchange Commission to refund or credit excess payments made to the Commission. 7 OF 2017 Subject: Preparation and Filing of Financial Statements under the Companies Act, 2017 Subsequent to the promulgation of the Companies Act, 2017, it has been observed (1) This Act may be as the cited Securities Commission Malaysia (Amendment) Act 2017. Mar 9, 2017. This includes the power to register, regulate, and oversee brokerage firms, transfer agents, and clearing agencies as well as the nation's securities self regulatory organizations (SROs). Union, and ordered to be printed, [Strike out all after the enacting clause and insert the part printed in italic], [For text of introduced bill, see copy of bill as introduced on February 28, 2017]. On April 4, 2017, CBO transmitted a cost estimate for H.R. Companies Act 2017 - SECP (Securities Exchange Commission of Pakistan) 1. 4. Securities Commission Malaysia Act 1993 (incorporating latest amendment up to 24 November 2017) (pdf) Securites Commission Act 1993 (pdf) Capital Markets And Services Act 2007 (Order, Schedule, Regulation, Amendments, Appointment Of Date Of Coming Into Operation) Since that revision, the Act has been amended a number of times over the years. Citation and Commencement. 78o–3); and. No. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),1and Rule 19b-4 thereunder,2notice is hereby given that on September 15, 2017, Nasdaq GEMX, LLC (“GEMX” or “Exchange”) filed with the Securities … Companies Act 2017 - SECP (Securities Exchange Commission of Pakistan) 1. SEC. Its goal was to increase public trust in the capital markets by requiring uniform disclosure of information about public securities offerings. In GovTrack.us, a database of bills in the U.S. Congress. Agencies. Section 2-2. Agency: Securities and Exchange Commission (“Commission”). Belden’s securities are registered pursuant to Section 12(b) of the Exchange Act. Part VIII SECURITIES INDUSTRY COUNCIL AND TAKE-OVER OFFERS 138 Securities Industry Council ... is by way of salary, wages, commission or otherwise; ... [Deleted by Act 4/2017 wef 08/10/2018] H.R. Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees to Make It Clear That the Nasdaq GEMX Trades Feed Is a Free Offering of the Exchange. 78ee) and, not later than 10 years after the date of such payment, the exchange or association informs the Commission about the payment of such excess amount, the Commission shall offset future fees and assessments due by that exchange or association in an amount that is equal to the difference between the amount that the exchange or association paid and the amount that the exchange or association was required to pay under such section 31. Sep 11, 2017. In GovTrack.us, a database of bills in the U.S. Congress. We facilitate a vibrant and collaborative environment which generates and protects wealth, and creates value for all. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [ X ] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF Relationship with other laws . Section 2-1. 78ee) and, not later than 10 years after the date of such payment, the exchange or association informs the Commission about the payment of such excess amount, the Commission shall offset future fees and assessments due by that exchange or association in an amount that is equal to the difference between the amount that the exchange or association paid and the amount that the exchange or association was required to pay under such section 31. October 04, 2020 Print and Supply of Annual Report English and Annual Report Bengali and Supply of electronic version of Quarterly Review English and Newsletter Parikrama Bengali for Bangladesh Securities and Exchange Commission As filed with the Securities and Exchange Commission on September 5, 2017 Registration No. Conflict of Interest. 51 of 2001 as amended, taking into account amendments up to Corporations Amendment (Crowd-sourced Funding) Act 2017 An Act to provide for the Australian Securities and Investments Commission, a Corporations and Markets Advisory Committee and certain other bodies, and for other purposes Administered by: Treasury SECURITIES AND EXCHANGE COMMISSION [Federal Register Volume 82, Number 175 (Tuesday, September 12, 2017)] [Notices] [Page 42865] From the Federal Register Online via the Government Publishing Office [www.gpo.gov] [FR Doc No: 2017-19445] ----- SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, … by the Commission on February 15, 2017, covering the registration of the sale of the Securities under the Securities Act of 1933, as amended (the “1933 Act”), and the rules and regulations of the Commission under the 1933 Act (the “1933 Act Regulations”). As Amended, Including All Amendments Effective as of September 1, 2017 Italic faced type indicates amendments by the 85th Legislature TABLE OF CONTENTS Section 1. Application of Act . 78ee(j)), and subject to subsection (c) of this section, if a national securities exchange or a national securities association has paid fees and assessments to the Commission in an amount that is more than the amount that the exchange or association was required to pay under section 31 of the Securities Exchange Act of 1934 (15 U.S.C. During 2017, the company had four business platforms (each a reportable segment)—Broadcast Solutions, Enterprise Solutions, Industrial Solutions, and Network Solutions. Here are the steps for Status of Legislation: To amend the Securities Exchange Act of 1934 to require the Securities Exchange Commission to THE SECURITIES ACT 2005 (as amended, 2011) ARRANGEMENT OF SECTIONS . 78f). 78ee(j)), and subject to subsection (c) of this section, if a national securities exchange or a national securities association has paid fees and assessments to the Commission in an amount that is more than the amount that the exchange or association was required to pay under section 31 of the Securities Exchange Act of 1934 (15 U.S.C. Section 2. [actionDate] => 2017-08-15 Section 2-2. To amend the Securities Exchange Act of 1934 to require the Securities Exchange Commission to refund or credit excess payments made to the Commission. The Securities and Exchange Commission (‘the Commission’) is established by the Securities Industry Act, 2016 (Act 929) (‘the Act’) with the object to regulate and promote the growth and development of an efficient, fair and transparent securities market in which investors and the integrity of the market are protected. of the Act,9 designates March 30, 2017 as the date by which the Commission should either approve or disapprove the proposed rule change (File No. An Act to amend the Securities Commission Malaysia Act 1993. 2. 10 of 2011) SECURITIES INDUSTRY (FEE)(AMENDMENT) RULES, 2017 The Securities Commission, in exercise of the powers conferred by section 22 of the Securities Industry Act, 2011 (No. (1) the term “Commission” means the Securities and Exchange Commission; (2) the term “national securities association” means an association that is registered under section 15A of the Securities Exchange Act of 1934 (15 U.S.C. This Act may be cited as the “Securities and Exchange Commission Overpayment Credit Act”. (a) Definitions.—In this section— (1) the term “Commission” means the Securities and Exchange Commission; 18 of 2003 and Act no. Delegation of powers . ARKANSAS SECURITIES ACT EFFECTIVE AUGUST 1, 2017 Published by ARKANSAS SECURITIES DEPARTMENT Heritage West Building, Suite 300 201 East Markham ... defined by the United States Securities and Exchange Commission, investment companies as defined in the Investment Company Act … SR-NYSEArca-2016-101). 2. This Act is the Securities and Futures (Amendment) Act 2017 and comes into operation on a date that the Minister appoints by notification in the Gazette. (b) Credit for overpayment of fees.—Notwithstanding section 31(j) of the Securities Exchange Act of 1934 (15 U.S.C. Government of Pakistan Securities and Exchange Commission of Pakistan NOTIFICATION. Action: Notice of an application under section 6(c) of the Investment Company Act of 1940 (“Act”). Companies Act interpretation to apply . SECURITIES AND EXCHANGE COMMISSION [Federal Register Volume 82, Number 87 (Monday, May 8, 2017)] [Notices] [Page 21443] From the Federal Register Online via the Government Publishing Office [www.gpo.gov] [FR Doc No: 2017-09407] ----- SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act… ), Refunding or crediting overpayment of section 31 fees, Blog – In Custodia Legis: Law Librarians of Congress, House - 08/15/2017 Placed on the Union Calendar, Calendar No. 6. %PDF-1.5 %���� To amend the Securities Exchange Act of 1934 to require the Securities Exchange Commission to refund or credit excess payments made to the Commission. To delegated authority.10 Eduardo A. Aleman Assistant Secretary 9 Id excess payments made the... ( “ Commission ” ) v Gwatidzo N.O Credit certain excess payments to! 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